Catrina Luchsinger Gähwiler
Financial Markets Regulation
09
The financial and capital markets are developing rapidly, along with the regulatory framework that shapes the industry. Our team is well-versed in the challenges and opportunities of this dynamic environment and advises you on all regulatory and business matters - precisely, practically, and reliably.
Whether local actors, multinational financial institutions, innovative start-ups, or established companies: we help you navigate the complex regulatory landscape of financial and capital markets. Our expertise in financial market law extends to financial institutions, financial intermediaries, and companies in the fintech sector.
Thanks to close collaboration with specialists in areas such as M&A, taxes, and labor law, we offer holistic solutions that optimally support your business goals. Trust in our experience - we will guide you safely through today's and tomorrow's regulatory challenges.
Our activities
In view of obtaining a license as a bank, securities firm, asset manager, or fund manager, numerous decisions need to be made in advance. We support you in a focused manner during the approval process in developing solutions tailored to your needs, particularly regarding the processes and controls to be established.
Our heart beats for innovative financial products, whether they are collective capital investments, structured products, or investment companies. With our experience, we ensure that you can successfully implement your investment ideas.
In the context of prudential supervision by FINMA, supervisory organizations, or self-regulatory organizations, as well as in regulatory investigations, objective and competent advice makes the difference between solution-oriented resolution and lengthy proceedings. Thanks to our experience from numerous mandates, we are here to assist you in this situation with advice and support.
Compliance with regulations, especially in the areas of money laundering, ESG, or sanctions, is a necessary priority for every company. We help you to always keep your legal and reputational risks under control.
The advancing digitalization offers diverse opportunities to streamline processes. We are well-versed in locating these processes within the regulatory framework and in adapting the instructions and procedures relevant for the license to risk control.
During the IPO of companies as well as in maintaining the listing, companies face entirely new questions. We ensure that you can make optimal use of the benefits of the capital market while complying with regulations.
